File Complaint with the NEB

The National Ethics Bureau expects ethical conduct from its member advisors. (See our Ethics Pledge.) If you have a complaint about a member advisor’s business practices, we want to know about it. Please fully complete the forms below so we can investigate further. If you provide incomplete information, we may not be able to process your complaint.

We investigate all complaints. If a complaint has merit, we may revoke the involved advisor’s National Ethics Bureau membership. Details on complaint handling are in our FAQ.

If you are seeking financial restitution from an advisor, you should notify the appropriate regulatory authorities and/or retain an attorney.

How Do We Reach You?

	First Name: Last Name: Address 1: Address 2: City:         State: Zip / Postal Code: E-mail Address: Phone:  ( )   (area code) + (phone number)

 

Tell Us Your Complaint...

	Name of NEB Member that is the Subject of your Complaint: Street Address: (If known) City:         State: Zip / Postal Code: Explain Your Complaint:  (Please limit to ~2000 characters)

Our research department will investigate all consumer complaints and will determine if the complaint is justified and merits revocation of NEB membership. See Rules & Regulations.